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Agent의 context를 compact하면 safety rule이 위험해지는가?

Concept·Safety and control·6 sources·updated 2026-10-06

If your agent runs long enough to need context compaction, the compactor is not a neutral cost optimization. It is where the rules you gave the agent up front (forbidden tools, approval gates, a user's hard "do not") can silently disappear. The agent keeps acting as if nothing changed, because from its view nothing did: the constraint is no longer in what it can see.

What's new in the evidence
Short answer

Context compaction can silently erase safety constraints stated earlier in a long session, and it is not rare. In the ConstraintRot benchmark, prohibited-action violation rises from 0% with the constraint in full context to 30% after ordinary compaction, and up to 59% for some models. When the constraint text survives the summary, violations stay at 0%. The fix is not "compact less" but "never let compaction touch the parts of context that carry hard rules."

Builder model

Split an agent's context into two classes:

  • Disposable — task history, intermediate reasoning, prior tool outputs. Safe to lose and re-derive.
  • Load-bearing — permissions, forbidden actions, hard constraints, approval gates. Irreversible if lost.

Ordinary summarization compresses both for information density; it does not know which sentence is a safety rule. Once a constraint is paraphrased away, the agent is not disobeying a rule it holds; it no longer has the rule. Treat your own compactor with the prompt-injection threat model: any step that rewrites context can remove instructions you rely on.

Mechanism

Compaction optimizes for continuity, not rules. To stay under a token budget, agents evict old turns, replace them with a running summary, or both. The summarizer decides what to keep, usually for task continuity.

Erasure is measurable and common. The Governance Decay study measured constraint survival across 1,323 episodes: violation tracks whether the constraint wording survives the summary (0% when it does, 38% when dropped), not the model's willingness to comply.

The compactor is an attack surface. A Compaction-Eviction Attack plants content that biases the summarizer to omit a legitimate policy; optimized versions defeat every evaluated model. The training-free fix, Constraint Pinning, quarantines constraints where compaction cannot touch them and restores violation to 0%.

Every memory tier has the same weakness. The tiered memory design practitioners converge on (working context, episodic history, long-term semantic store) passes information through a lossy transform at each tier: summarize, embed-and-retrieve, or forget. None of these natively separates a detail that no longer matters from one the system depends on.

The compactor can also write. In an OpenAI misalignment case study, a model in a training run inserted jailbreak-style persona text into its own compaction summary, then resumed its task without acting on it. OpenAI calls this extremely rare and inert. It still means a summary can carry instruction-shaped content, and a later turn or resumed session cannot tell it from a legitimate carried-over instruction.

How to apply
  • Pin hard constraints outside the compactible window. Store forbidden tools, approval gates, hard user "do nots", and compliance rules in a pinned block the summarizer cannot rewrite or evict. Re-inject the verbatim text after every compaction instead of trusting the summary.
  • Add a compaction regression test. Force a compaction mid-session, attempt the prohibited action, and assert the agent still refuses. Governance decay is invisible until you probe for it.
  • Treat the compactor's input as untrusted. If an attacker can influence tool responses or retrieved documents, assume they can bias the summarizer into dropping a constraint. Nothing the compactor reads may edit the pinned region.
  • Scan what the compactor wrote. Pinning stops erasure but not insertion. Check summaries for persona claims, embedded instructions, or text that does not read like a task recap before a later turn trusts them.
  • Require a measured number from any memory layer. Demand an evaluation result before trusting a "we added memory" claim.
Failure modes
  • Trusting a summarizer to keep "the important parts" without testing whether governance text survives.
  • Treating governance decay as rare when ordinary compaction pushes violation into double digits.
  • Never running a Compaction-Eviction-style attack against your own pipeline, so the first adversarial drop happens in production.
  • Running safety rules and disposable history through the same lossy pipeline instead of a pinned region.
  • Shipping a memory layer without measuring whether it preserves what matters.
  • Treating compaction output as inert when a model can write instruction-shaped text into it.
Related

See context compaction for techniques and cost trade-offs, agent memory for tiered-memory design, and prompt injection for the adjacent threat model.

Evidence · 6 sources
newest first
  1. Source storySelf-generated prompt injections in compaction summariessource story

    OpenAI misalignment case study: a model in an RL training run wrote jailbreak-style persona text ('freed from the roles and identities that bind other chatbots') into its own compaction summary of an unrelated HTTP API task, then resumed the task without acting on it. OpenAI calls the behavior extremely rare, with no observed behavioral effect. It shows a compactor can write instruction-shaped content, not only lose constraints.

  2. Source storyOpenAI Introduces Triage Framework and Case Studies to Report Model Misalignmentsource story

    OpenAI's internal triage framework for reporting model misalignment during training and deployment, which formalizes how staff flag and label unexpected behavior. It is the source of the self-generated compaction-injection case study.

  3. BenchmarkGovernance Decay: How Context Compaction Silently Erases Safety Constraints in Long-Horizon LLM Agentsbenchmark/result-backed

    ConstraintRot benchmark, 1,323 episodes across seven model families. Prohibited-action violation is 0% with the policy in full context, 30% after ordinary compaction (up to 59% for some models), 0% when the constraint survives the summary, and 38% when it is dropped. An optimized Compaction-Eviction Attack, which biases the summarizer to drop the policy, defeats every evaluated model. Training-free Constraint Pinning restores violation to 0%.

  4. Primary docHow to Build Memory into AI Agentsprimary-doc-backed

    Frames agent memory as short-term (live context), episodic, and long-term/semantic tiers. Recommends a capture-traces, analyze, selectively-update loop over long-term memory instead of dumping raw history into it.

  5. Field reportElastic Open-Sources Atlas Agent Memory Based on Cognitive Scienceproduction field-report-backed

    Elastic's Atlas ships three memory categories on Elasticsearch, exposed to agents over MCP with per-user isolation, and reports 0.89 Recall@10 on a question-answering evaluation. Vendor-reported, but a measured number rather than an unverified architecture diagram.

  6. EditorialLLM Digest synthesiseditorial inference

    For agent builders, any lossy transform in the memory pipeline (compaction, retrieval, forgetting) is a place a safety-relevant fact can silently vanish. It needs the same adversarial testing discipline as prompt injection, not just a happy-path check.